Category: Registered Investment Advisor

Best Execution – Why It’s Critical

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Best execution, in the context of brokerage transactions, refers to the obligation of brokers to execute client orders in a way that maximizes the value of the trade for the client. This concept ensures that brokers prioritize the client’s interests by striving to obtain the best possible price and overall outcome when executing a trade. […]

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Financial Advisor Compensation

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The way in which a financial professional is compensated raises the question of whether they have your best interests in mind. You can judge for yourself by simply looking at the following three dominate models of compensation: Fee-Only Compensation This model minimizes conflicts of interest. A Fee-Only financial advisor only charges for his or her […]

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